In UK fund firms and asset managers answerable for millions of pounds of purchasers’ cash have to date been largely spared the extraordinary scrutiny other financial professionals have gotten used to in the fallout from the worldwide financial disaster. Nevertheless the Monetary Companies Authority (FSA) now has the business firmly in its sights after a handful of probes uncovered shortcomings that could be extra frequent than first feared. As per Joanne Smith, chief executive of The Consulting Consortium he comparatively small insular world of wealth administration has not all the time coincided with a powerful tradition of compliance.
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